Bracknell
Peter Mallett
Compliance Monitoring Officer
Important information
Qualifications
- Diploma in Regulated Financial Planning (DipPFS)
- CertPFS Certificate in Discretionary Investment Management (CII)
The RQF level 4 Certificate in Discretionary Investment Management develops the wealth strategy and portfolio management skills required for effective discretionary investment management. The qualification satisfies the FCA appropriate qualification requirements for this class of business.
Get to know Peter
I joined Flying Colours in May 2016. I work in a back-office role, reviewing client files for the purpose of compliance monitoring and ongoing development to maintain regulatory guidelines. I’ve worked in financial services since 2006 and formerly worked for IT-related companies.
Outside of work
I enjoy reading, cinema, live music, modern art, and trips to museums. I follow horseracing very closely. I’m a volunteer dog walker for Stokenchurch Dog Rescue. I’m also a Fellow of the Royal Geographical Society.
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